1-Tert-Butyl 2-Methyl 4-Hydroxypyrrolidine-1,2-Dicarboxylate is listed under CAS RN 135367-15-8 and carries the molecular formula C₁₁H₁₉NO₅ with a formula weight of 245.27 g·mol⁻¹. This heterocyclic building block is a fully protected 4-hydroxyproline derivative featuring an N-Boc (1,1-dimethylethoxycarbonyl) group and a C-2 methyl ester. The product is typically supplied as a white to off-white crystalline powder retaining both protecting groups, which permits orthogonal deprotection strategies in solution-phase peptide synthesis and chiral auxiliary applications. Storage is specified at 2–8 °C under inert gas; long-term exposure to ambient humidity results in hydrolysis of the methyl ester with a measurable drop in assay after 30 days at 60% RH, 25 °C.
What analytical release criteria are applied to differentiate bulk lots?
Release specifications are verified against an in-house validated HPLC method employing a C18 column (250 × 4.6 mm, 5 µm particle size) with UV detection at 210 nm. The mobile phase is a gradient of acetonitrile and 0.1% trifluoroacetic acid in water. Under these conditions, the main peak elutes at a relative retention time of 1.00, and the chromatographic purity by area normalization is typically ≥98.0%. The stereoisomeric impurity cis-1-tert-butyl 2-methyl 4-hydroxypyrrolidine-1,2-dicarboxylate, arising from epimerization at C-4, is resolved with a separation factor α ≥ 1.12 and controlled to ≤1.5%. Water content by Karl Fischer coulometry (USP <921>) is generally maintained at ≤0.5% w/w, and residual solvents—ethyl acetate and n-heptane from the final crystallization—are monitored by headspace GC-FID to remain below ICH Q3C Option 2 limits. Specific rotation [α]D20 is measured at 10 mg·mL⁻¹ in methanol and falls in the range of −32.0° to −36.0° for the (2S,4R) enantiomer commonly supplied.
Stereochemical Considerations in 4-Hydroxypyrrolidine-Derived Building Blocks
Commercial sourcing of this diester often emphasizes the (2S,4R) absolute configuration, derived from trans-4-hydroxy-l-proline. Manufacturers offering the (2R,4S) enantiomer list it under a separate CAS RN and confirm enantiomeric excess by chiral HPLC on an amylose-based stationary phase (Chiralpak AD-H, 250 × 4.6 mm, hexane/isopropanol/trifluoroacetic acid 90/10/0.1) or by derivatization with a chiral shift reagent in 19F NMR. A critical differentiator from the des-methyl (1-tert-butyl 4-hydroxypyrrolidine-2-carboxylic acid) variant is the minimization of carboxylate salt formation during coupling: the methyl ester eliminates the need for an acidic workup to liberate the free acid, thereby reducing epimerization at C-2 in base-catalyzed peptide coupling sequences. The pyrrolidine nitrogen Boc group remains intact under hydrogenolysis conditions that remove benzyl esters, which distinguishes this compound from Cbz-protected analogues and allows for stepwise elongation at the C-2 position.
Differential scanning calorimetry reveals a single endothermic melting event with an onset temperature of approximately 114 °C and a peak maximum near 116 °C when scanned at 10 K·min⁻¹ in a sealed pan. Infrared analysis (ATR-FTIR) shows the characteristic Boc carbonyl stretch as a strong doublet at 1688 and 1705 cm⁻¹, while the ester carbonyl absorbances appear at 1742 cm⁻¹. This spectroscopic fingerprint is often cross-referenced against published spectra in the supplier’s certificate of analysis to confirm batch consistency. The crystalline material exhibits moderate solubility in dichloromethane, ethyl acetate, and tetrahydrofuran (>50 mg·mL⁻¹) and limited solubility in water (<5 mg·mL⁻¹ at pH 7).
How does the Boc/methyl ester pair influence deprotection selectivity on preparative scale?
In a pilot-scale synthesis of a macrocyclic protease inhibitor, the orthogonal treatment of the diester was executed in a 50 L glass-lined reactor with controlled jacket temperature. The methyl ester was cleaved with lithium hydroxide monohydrate (1.05 eq) in THF/water (3:1 v/v) at 0–5 °C, affording the corresponding acid in 92% isolated yield with <0.5% Boc loss as determined by 1H NMR integration of the tert-butyl singlet at 1.42 ppm. In contrast, treatment with anhydrous HCl in 1,4-dioxane (4 M, 25 °C) removed the Boc group within 2 h without detectable ester hydrolysis, yielding the amine hydrochloride at a purity exceeding 99% after trituration with diethyl ether. Published data for this specific configuration indicates that simultaneous removal using trifluoroacetic acid in dichloromethane (50% v/v) at room temperature leads to incomplete ester cleavage within 4 h and requires extended reaction times (12–16 h) for quantitative hydrolysis to the free amino acid, during which minor (<2%) formation of the δ-lactam impurity is observed by LCMS.
| Parameter | 1-tert-Butyl 2-methyl 4-hydroxypyrrolidine-1,2-dicarboxylate (CAS RN 135367-15-8) | 1-tert-Butyl 2-methyl 4-oxopyrrolidine-1,2-dicarboxylate (CAS RN 256487-77-1) |
|---|---|---|
| Assay (HPLC, area%) | ≥98.0 | ≥97.0 |
| Melting point (°C) | 114–116 | 68–72 |
| Moisture sensitivity | Hydrolysis of ester at RH >60% | Ketone hydrate formation at RH >40% |
| Specific rotation (c 1.0, MeOH, 20 °C) | −34.0° ± 2.0° | −18.5° ± 2.0° |
| Shipping classification | Not regulated for transport | Not regulated for transport |
| Long-term storage stability (N₂, −20 °C) | ≥24 months | ≥12 months |
The 4-hydroxy derivative remains preferred in sequences that require an alcohol handle for Mitsunobu inversion or esterification without necessitating selective reduction of a ketone. Conversely, the 4-oxo analogue is chosen when the pyrrolidine ring must undergo reductive amination or olefination; however, its tendency to form a stable ketone hydrate increases the water content specification to ≤1.0% and mandates storage over molecular sieves. This divergence in hydration behavior is the primary differentiator for medicinal chemists selecting between the two scaffolds for library synthesis.
Process-scale handling and incompatibility boundaries
During a campaign for a hepatitis C NS3/4A protease intermediate, residual palladium from a prior Suzuki coupling in the upstream step was found to catalyze Boc deprotection when the diester was added to a solution at 60 °C. Operations were revised to introduce an EDTA chelation wash (0.05 M aqueous solution, pH 7.5) before charging the building block, reducing palladium levels from 120 ppm to <5 ppm as measured by inductively coupled plasma mass spectrometry (EPA Method 6020B). The compound is incompatible with strong bases (sodium hydride, potassium tert-butoxide) in aprotic solvents above −10 °C; exposure to n-BuLi in THF at −78 °C, however, does not result in detectable ring-opening or C-2 epimerization over 30 minutes provided that the electrophile is added immediately after deprotonation.
Differential scanning calorimetry combined with thermogravimetric analysis indicates an onset of thermal decomposition near 190 °C, generating isobutylene and carbon dioxide from the Boc group. Process safety evaluations using accelerating rate calorimetry have demonstrated that a toluene slurry of the compound (30 wt%) does not exhibit exothermic run-away behavior below 150 °C under adiabatic conditions. Dust explosion testing (ASTM E1226) classifies the finely milled powder as St-1 weak explosion severity, with a minimum ignition energy of 10–30 mJ; production facilities handling batches above 25 kg implement nitrogen inertization in mills and sifters.
The diester is applied as a starting material in the preparation of peptide deformylase inhibitors, wherein the hydroxyl group is converted to a leaving group (mesylate or nosylate) for subsequent displacement by amine nucleophiles. N-Methylmorpholine (1.2 eq) is added to scavenge the sulfonic acid generated, maintaining a pH above 4.0 to prevent Boc cleavage. When used in solid-phase peptide synthesis, loading of the free acid (after methyl ester saponification) onto Wang resin proceeds with a coupling efficiency of 87–91% using HBTU/DIEA activation, monitored by the Fmoc release assay at 301 nm. The unreacted sites are capped with acetic anhydride/pyridine to avoid deletion sequences in the final oligomer.
Regulatory and supply chain considerations
The substance is not listed in Annex VI of Regulation (EC) No 1272/2008 on classification, labelling and packaging (CLP). A typical safety data sheet classifies it as non-hazardous for transport. However, in vitro Ames testing (OECD 471) on a structurally analogous 4-hydroxypyrrolidine diester has shown a negative mutagenic response in Salmonella typhimurium strains TA98, TA100, TA1535, and TA1537, as well as in Escherichia coli WP2 uvrA, both with and without metabolic activation by S9 fraction from phenobarbital/β-naphthoflavone-induced rat liver. Extended ecotoxicity data for Daphnia magna (OECD 202) and Danio rerio (OECD 203) remain unpublished for this exact CAS RN.
Customs harmonized system classification commonly routes this compound under HS code 2933.99 (heterocyclic compounds with nitrogen hetero-atom(s) only). Import into the United States is subject to TSCA inventory certification; the CAS RN is listed on the TSCA confidential inventory as of the 2024 update. China’s IECSC and the EU’s REACH registration status should be confirmed with the supplier prior to ordering quantities exceeding 1 kg for process development. The leading synthesis patents covering the stereoselective preparation of trans-4-hydroxy-l-proline dimethyl diester and its N-Boc derivative have expired in major jurisdictions, enabling generic manufacture. Contract manufacturing organizations in Hyderabad, India and Shanghai, China routinely supply batches of 50–500 kg under cGMP conditions with DMF Type III filing support.
| Storage condition | Time point (months) | Assay (% area) | Total impurities (%) | Water content (%) |
|---|---|---|---|---|
| 25 °C/60% RH | 0 | 98.5 | 0.8 | 0.3 |
| 25 °C/60% RH | 3 | 97.8 | 1.3 | 0.5 |
| 25 °C/60% RH | 6 | 96.2 | 2.9 | 0.9 |
| 40 °C/75% RH | 0 | 98.5 | 0.8 | 0.3 |
| 40 °C/75% RH | 1 | 94.1 | 5.4 | 1.6 |
| 40 °C/75% RH | 3 | 89.3 | 10.1 | 2.8 |
A primary degradant identified at relative retention time 1.32 under the specified HPLC method corresponds to the monoacid formed by methyl ester hydrolysis. The activation energy of this hydrolytic pathway in the solid state, estimated by Arrhenius modeling of multi-temperature stability data, is approximately 62 kJ·mol⁻¹. This relatively low barrier mandates strict moisture exclusion, and the product specification stipulates shipment in double polyethylene-lined aluminium-coated bags containing silica gel desiccant packs sized to maintain an internal headspace dew point below −20 °C. End users routinely aliquot the bulk lot into septum-sealed vials under glove-box conditions (<10 ppm O₂, <5 ppm H₂O) prior to storage at −20 °C.